January 2015 Newsletter – Reporting Regulations for Regulated Entities

Regulated Entities are granted licences based on the information and circumstances presented at the time of application. Appropriate checks and verification, including ‘fit and proper’ assessments are undertaken and based on the results, licences are either granted or denied.

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Atlantic General and Reinsurance Company Limited

The Financial Services Regulatory Commission, Nevis Branch has recently been made aware that Atlantic General and Reinsurance Company Limited has been making representation as a general insurer and reinsurer offering various insurance products from within Nevis.

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December 2014 Newsletter – The Year In Review

All Regulated Entities were advised of the new requirement to submit an Application for Renewal of Licence as a Service Provider. Renewal licences will not be issued unless a completed renewal form is submitted along the all applicable supporting documentation and the prescribed fee.

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Mass Marketing Fraud

The Financial Intelligence Unti (FIU) is issuing this advisory to assist financial institutions with identifying individuals/entities believed to be involved in the mass marketing fraud – internet/email fraud scheme.

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Statistical Bulletin – 3rd and 4th Quarter 2014

The graphs below provide important statistics on the monthly incorporation and registration activities of the Financial Services Registry.

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CFATF – SKN – follow-up report December, 2014

The third round Mutual Evaluation Report of St. Kitts and Nevis was adopted by the CFATF Council of Ministers in May 2009, in Trinidad and Tobago. Since St. Kitts and Nevis had thirteen of the sixteen Core and Key rated PC/NC, St. Kitts and Nevis was placed in the pool of countries that would be subject…

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Syrian Regime Officials

The United States is committed to increasing pressure on and isolating the Asad regime and its supporters until it finally recognizes that the best resolution to this conflict is a negotiated political transition according to the terms of the Geneva Communique. 

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Proposed New Fees for 2015

Kindly review the Proposed New Fees for 2015.

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Sanctions Actions Targeting Syrian Official Responsible for Human Rights Abuses

The United States is committed to increasing pressure on and isolating the Asad regime and its supporters until it finally recognizes that the best resolution to this conflict is a negotiated political solution that meets the aspirations of the Syrian people. 

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November 2014 Newsletter – Assessing Risk in Business Relationships

Regulated entities should assess the risk of doing business both prior to and throughout the duration of every business relationship. Assessing risk should not be a ‘one-size fit all’ operation but each regulated entity should incorporate most of the following factors when assessing risk to their…

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OFAC guidance -Sanctions against Iran posted: November 26, 2014

On November 24, 2013, the United States and its partners in the P5 + 1 (China, France, Germany, Russia, the United Kingdom, and the United States, coordinated by the European Union’s High Representative) reached an initial understanding with Iran, outlined in a Joint Plan of Action (JPOA), that…

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Policy note re: APOSTILLES documents for filing

Kindly note that effective January 01, 2015, the following policy will be applicable to all concerned re: APOSTILLES documents for filing.

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