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November 2012 Newsletter – Guidelines for Appointment of Auditors

The Financial Services Regulatory Commission Act, 2009 as amended (FSRCA) imposes a statutory duty on regulated entities to submit audited financial statements within three months of the end of the financial period.

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October 2012 Newsletter – Client Acceptance Procedures

Regulated businesses must recognise the increasing importance of ensuring that adequate procedures are in place to know the customers with whom they are dealing. Adequate due diligence on new and existing customers is a key part of these procedures. Without proper due diligence, regulated entities can be subjected to reputational risks.

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